MiFID Policies

The Markets in Financial Instruments Directive (MiFID) is European Union legislation effective from 1 November 2007 and represents the most significant regulatory change since the introduction of the single regulator in December 2001. Its objective is to establish a single set of European rules which allow companies to do cross-border business in investment services.

In order to meet our obligations under MiFID, we have published three of our policies for your reference.  To read these, you will need Adobe Acrobat Reader installed on you computer.

Conflicts of Interest Policy

This policy is designed for use within the Equiniti group of companies.  References to ‘individuals’, ‘you’ and ‘your’ relate to Equiniti staff.  They do not impose any obligations or confer any rights on our customers beyond those already described in the product terms and conditions.

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Best Interest Policy for Postal Sharedealing, Dividend Reinvestment Plans, Single Company ISA and Monthly Purchase Plans